Roy L. Hauswirth
Principal, President and Treasurer

Roy served as Principal and Chief Executive Office of Innovative Investment Advisory, Inc. from 2001 to 2004. Prior to joining Innovative Investment Advisory, Inc., Roy was President, CEO and founder of Maier Hauswirth Investment Advisors, LLC, a firm specializing in discretionary asset management primarily focused on Qualified Plans. Roy was President, CEO and founder of Ziegler Asset Management, Inc., where he was responsible for over $500,000,000 of assets under discretionary management. Prior to organizing Ziegler Asset Management, Inc. in 1991, he was a consultant with Richard Schilffarth & Assoc. and a registered representative for Investment Account Services Corp., a Milwaukee, WI broker / dealer, since 1987.

Current credentials include General Securities – NASD Series 7 (7/90), Uniform Securities Agent State Law Examination – NASD Series 63 (8/90), General Securities Principal – NASD Series 24 (1/92), and Uniform Investment Adviser Law Examination – NASD Series 65 (3/92), as well as BBAs with majors in Marketing, Finance and Electrical Engineering from the University of Wisconsin-Madison.